NASAA
North American Securities Administrators Association (NASAA)
Proud to share this informative video on the Howey Test from our member, the Nova Scotia Securities Commission. Resources like this help investors better understand how regulators assess investment offerings.
07/16/2026
The 2026 NASAA Fall Annual Meeting will take place in Chicago.
Join us for the 2026 NASAA Fall Annual Meeting, October 4–6 — with both in-person and virtual options available.
✅ Learn
✅ Connect
✅ Stay ahead of key regulatory issues
🎟 Registration is now open. Register here: https://www.nasaa.org/events/2026-nasaa-fall-annual-meeting/
07/16/2026
Thinking about working with an investment professional? Don’t skip the disclosure documents.
These documents can help you learn more about a professional’s background before you invest. NASAA explains what to look for and how to use this information: https://www.nasaa.org/73469/informed-investor-advisory-investment-professional-disclosure-forms-what-should-investors-look-for/?qoid=investor-advisories
Click here to claim your Sponsored Listing.
Category
Website
Address
50 First Street NE, Suite 990
Washington D.C., DC
20002
Opening Hours
| Monday | 8:30am - 6pm |
| Tuesday | 8:30am - 6pm |
| Wednesday | 8:30am - 6pm |
| Thursday | 8:30am - 6pm |
| Friday | 8:30am - 6pm |